Difference between revisions of "Baribeau.Regs"

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|| [[Porter.3-Roles-Fed]]
 
|| [[Porter.3-Roles-Fed]]
 
|| [[Porter.3-Roles-Fed]]
 
|| [[Porter.3-Roles-Fed]]
|| '''types of companies''': <br> reg'd by Dodd-Frank
+
|| '''types of companies''': <br> - reg'd by Dodd-Frank
 
|| '''required actions''': <br> - under Dodd-Frank
 
|| '''required actions''': <br> - under Dodd-Frank
  
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==In Plain English!==
 
 
 
===Intro===
 
 
===Federal Reserve Authority===
 
 
Here's just a quick note on a bullet point list that appeared on <span style="color: red;">'''(2017.Fall #4e)'''</span>:
 
 
:Put yourself in the place of a federal regulator overseeing a SIFI. '''You're ass is on the line!!''' What would you do to protect yourself ''(and the insurer of course!)'' Common sense would tell you to:
 
 
:# Force the insurer to adhere to strict operating requirements ''(liquidity requirements, capital requirements, regular stress-testing to identify problems before they get too big)''
 
:# But '''IF''' ''(despite your best intentions)'' the insurer goes insolvent, you should have a resolution plan in place - this is called a '''living will'''
 
 
===Federal Insurance Office (FIO)===
 
 
===Conclusions===
 
 
[https://www.battleacts6us.ca/FC.php?selectString=**&filter=both&sortOrder=natural&colorFlag=allFlag&colorStatus=allStatus&priority=importance-high&subsetFlag=miniQuiz&prefix=Baribeau&suffix=Regs&section=all&subSection=all&examRep=all&examYear=all&examTerm=all&quizNum=all<span style="font-size: 20px; background-color: lightgreen; border: solid; border-width: 1px; border-radius: 10px; padding: 2px 10px 2px 10px; margin: 10px;">'''Full BattleQuiz]'''</span> <span style="color: red;">'''You must be <u>logged in</u> or this will not work.'''</span>
 
 
==BattleCodes==
 
 
Memorize:
 
 
 
Conceptual:
 
 
 
Calculational:
 
 
==POP QUIZ ANSWERS==
 

Revision as of 21:16, 22 March 2019

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Pop Quiz

BattleTable

Based on past exams, the main things you need to know (in rough order of importance) are:

reference part (a) part (b) part (c) part (d) part (e) part (f)
E (2017.Fall #4) Porter.3-Roles-Fed Porter.3-Roles-Fed Porter.3-Roles-Fed Porter.3-Roles-Fed types of companies:
- reg'd by Dodd-Frank
required actions:
- under Dodd-Frank
E (2017.Spring #4)
E (2016.Fall #4)
E (2015.Spring #3) Porter.2-Devlpt Porter.2-Devlpt fed role in insurance:
- of Dodd-Frank
Porter.2-Devlpt
E (2015.Fall #3) Porter.2-Devlpt general description:
- of Dodd-Frank
NAIC.Solvency NAIC.Solvency
E (2014.Spring #4) Porter.2-Devlpt Porter.2-Devlpt Porter.2-Devlpt Porter.2-Devlpt surplus lines:
- impact of Dodd-Frank
cedant benefits:
- under Dodd-Frank

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